Finding the Plot

Getting Started

When we start reading a story (or watching one), we usually have some idea what it’s about.  Chances are we picked it up based on a back-cover blurb or advertisement, or a review.  But the blurbs and ads are often “teasers,” aimed at drawing us in and getting us to start the story.  They may not really tell us where the plot is headed.

The genre may also give us a clue.  If the tale is presented as a mystery, we expect a crime (generally a murder) which will be solved.  If it’s a thriller or action epic, we’re prepared for physical challenges and victories.  In a romance, we anticipate a successful love affair.  But the details are unknown.  And in stories without a strong genre identification, we may be less sure about where the story is going.

James Bond dives from an airplane

Consider the James Bond movies.  Typically the film opens with an action sequence that may have little to do with the main plot.  We can get quite a few minutes into the film before we know what the real plot is.  There’s no danger of deterring us from watching; we all know what a James Bond story is like—that’s why we’re there.  The action sequence is merely a genre-appropriate appetizer while we wait to get into the main story.

What I’m interested in here is the reader’s developing sense of what the main action or conflict is:  what goings-on will make up the main business of the story.  It’s not as intangible as the theme or “meaning” of the tale.  It’s more concrete than that:  the overall shape of the plot.

Sequential Plots

Some stories start out with one kind of plot, morph into another, and then take off in a third direction.  This can result in a certain amount of reader whiplash, though an adroit author can carry it off.  She may even gain points for taking the reader on a ride through unexpected twists and turns.

The Lives of Christopher Chant, cover

Diana Wynne Jones’s The Lives of Christopher Chant (1988) is my favorite example.  The first segment of this children’s fantasy novel is reminiscent of Dickens:  the young Christopher, neglected by his parents, is used by a scheming uncle to bring back forbidden goods from alternate worlds.  In the second phase of the book, Christopher is sent to a boarding school, where magic is one of the subjects routinely taught.  This section recalls the classic British schoolboy tale, with the addition of magic; it’s a sort of predecessor of (and perhaps inspiration for) Harry Potter, which Jones’s book predates by about twelve years.  The third part of the novel develops into a high-fantasy epic conflict.  At the end Christopher is selected for the future role of “Chrestomanci,” a Sorcerer Supreme position in the British government.

On first reading, I found it a bit of a swerve to go from the narrative of a difficult childhood to that of a genial school-days story.  When this evolved into a magical conflict of epic proportions, I was surprised again.  But the story held together through the continuity of the strongly sympathetic character Christopher (and his alternate-universe friend Millie).  The shifts in tone seemed natural concomitants of Christopher’s growing up and grappling with more mature problems.

In fact, starting on a small scale and gradually building up to grander events made the grander events more plausible, as in The Lord of the Rings.  While the opening section of Christopher Chant wasn’t exactly realistic, the issues were more limited and personal.  You had the sense of gradual expansion as the story went along.

C.S. Lewis provides a more pronounced example of this effect in the last novel of his Space Trilogy, That Hideous Strength (1945).  The novel starts out with extremely mundane matters of domestic ennui and academic politics.  This establishes such a sense of realism and naturalness that the later fantastic developments, involving everything from cosmic entities and biological abominations to Merlin and Atlantis, gain plausibility from being built on so familiar a foundation.

Uncertainty About the Narrator

Another kind of story where it may be hard at first to make out the nature of the plot is the tale with an unreliable narrator.

Among Others, cover

Jo Walton’s Among Others (winner of the Best Novel Hugo Award in 2012) is a fantasy, but it’s set in the present day and much of the action is mundane.  The main character, Morgana, is convinced that her mother is a witch.  But for most of the book, I wasn’t entirely sure that was true; there was a distinct possibility that Mori was an unreliable narrator who was imagining the whole thing.  Nor was it clear how the threat was going to be addressed.  I only really grasped what the narrative arc was around p. 291 out of 302 pages—that is, at the very end.

The uncertainty didn’t impair my enjoyment of the story.  Mori is an extremely sympathetic character, especially for those of us who loved F&SF back when those genres were considered odd and fans were regarded as uncool nerds.  And the events of the tale are fascinating even when you aren’t quite sure they’re real.  But the ambivalence of the plot kept me from forming a clear opinion about the book until the end.

The Nested or Layered Story

Occasionally a story will contain one or more other storylines—not like the explicit play within a play that occurs briefly in Hamlet or A Midsummer Night’s Dream, but more subtly interwoven.  This structure can make it hard to detect where the real plot of the overall story is.

In Patti Callahan’s Once Upon a Wardrobe, an Oxford student’s younger brother, who doesn’t have long to live, asks her to find out where the idea of Narnia in The Lion, the Witch, and the Wardrobe (then just published) came from.  The student, Meg Devonshire, tracks down the author, C.S. Lewis, and is drawn into hearing the story of Lewis’s life from Lewis himself.  Sequences describing Lewis’s personal history are thus sandwiched with Meg’s reports to her brother.  With the informal reportage building up to a kind of epiphany, one almost doesn’t notice that Meg’s own story is building toward a romance with a fellow student.  The intertwined narrative arcs make it hard to guess in advance where the book will end up.

Or What You Will, cover

Much more complex is Jo Walton’s 2020 book Or What You Will, described in Wikipedia as a “metafictional fantasy novel.”  The first-person narrator is a kind of character archetype in the mind of fantasy author Sylvia Harrison, the basis of characters in many of her stories.  (The similarity of the imaginary Harrison’s oeuvre to that of the real-life Walton adds a further recursive layer to the story.)  Fragments of Harrison’s personal history are intermixed with chapters about the story Harrison is writing, and also with the (fictional?) narrator’s plan to deliver Harrison from a fatal illness that may make this her last writing.  Given these very different types of story, coexisting in the same book, it’s hard to know what kind of resolution we might expect.  Yet in the end, as with Callahan’s book, the story works.

The Side Quest That Takes Over

We also see cases where what originally seemed to be a minor side trip or interruption turns out to be the main plot of the whole story.  This can be irritating if we’re invested in what we thought was the original tale, and are waiting with mounting impatience for the interlude to conclude so as to get on with it.  At some point we need to realize that the apparent side trip or side quest is the point.

I had that reaction when first reading Howl’s Moving Castle (Diana Wynne Jones, 1986).  Near the beginning, the young heroine, Sophie, is magically transformed into an elderly woman.  Somehow I didn’t expect that transformation to last long.  But in fact Sophie continues as an old woman for almost the entire novel.  It took me a while to stop waiting for the transformation to be reversed and to accept it as a central feature of the plot.

Off Armageddon Reef, first book in Safehold series, cover

Sometimes this is a matter of mistaking the main preoccupation of the author.  David Weber’s Safehold series starts with the premise that alien invaders, attracted by Earth’s burgeoning technology, have wiped out the human race, with the exception of a secret colony planted on a distant Earthlike planet in hopes of growing back to a level capable of dealing with the invaders.  The refugee world Safehold is deliberately kept under a rigid theocracy which suppresses technology, originally to avoid detection by the enemy, but later going far beyond that motive to a permanent proscription.  One might expect that the main plotline of the series would involve reacquiring high technology and re-engaging the invaders.  But so far the series has progressed through ten bulky books devoted almost entirely to detailing the military and political campaigns of a sort of Protestant Revolution to overthrow the dominant theocracy.  I’m still waiting for the lengthy storyline to wrap around back to the plotline I want to see developed.

Similarly, John Ringo’s “Council Wars” series starts with an intriguing premise in which a high-tech near-future civilization on Earth collapses into a kind of pseudo-medieval chaos due to a conflict among the ruling council.  In the initial high-tech utopia, people have entertained themselves by (among other things) participating in live-action game-playing, which involved biologically engineering dragons, randomly hiding useful minerals in artificial mountains, and so forth.  The opening conflict thus sets up a situation in which the main characters need to operate in something rather like a D&D game or fantasy world, dragons and all, which they’d initially created themselves but no longer control.  What baffled me as this story developed (four books so far) was that Ringo was more interested in military-SF preoccupations—what would combat be like using aircraft carriers with dragons instead of aircraft?—rather than riffing on the fantasy tropes themselves.

Defying Narrative Conventions

In some cases, writers seem to be determined to depart from traditional narrative conventions in ways that make the storyline obscure.  I’m generally skeptical about such attempted departures—they often seem mannered or artificial—but there’s no denying they sometimes produce interesting results.  Or What You Will, cited above, is an example of an odd approach that nonetheless presents an engrossing and satisfying tale.

This Is How You Lose the Time War, cover

This Is How You Lose the Time War, a Hugo-winning 2019 novella, is a peculiar kind of epistolary story that consists of deliberately obscure messages left for each other by two time-traveling agents of opposing empires.  It’s not clear at first where the story is going, and the message-writing format deprives the reader of the background information that might normally help establish what’s going on.  But Time War eventually develops into a kind of romance, as well as a meditation on war and politics, that’s definitely worth reading.

There Is No Plot

Finally, there’s a class of stories that don’t actually have an overall plot at all.  This isn’t necessarily a fault, but can be a virtue:  “a feature, not a bug.”  In these kinds of stories, our natural tendency to look for a plot is bound to be frustrated.

A fellow writer on Critique Circle, reading Kenneth Grahame’s The Wind in the Willows, expressed puzzlement about the plot of the book.  I responded that it’s like Winnie-the-Pooh:  a collection of linked but separate episodes that don’t actually have an overall plot.  There is a sort of overall character arc for Christopher Robin, but it’s not really a plot—just as The Wind in the Willows develops a coherent plot only toward the end, within the background created by a set of separate episodes.  My fellow writer, who was quite familiar with children’s stories, grasped the point at once from the Pooh analogy.

"There Will Come Soft Rains," illustration
“There Will Come Soft Rains”

We also find the occasional short story that’s essentially a mood piece, evoking an emotion without actually depicting a sequence of events.  In the science fiction canon, good examples include Arthur C. Clarke’s “History Lesson,” a meditation on the transience of the human species, and Ray Bradbury’s “There Will Come Soft Rains,” a moving story depicting the aftermath of a nuclear war.  In these short pieces, however, there isn’t enough time to build up much readerly expectation to be frustrated; it quickly becomes clear that the point of the story is to express a mood rather than to tell a tale.

When the plotline of a story doesn’t immediately become clear, or is subverted, the best advice may be simply to roll with it and see what happens.  And I give myself that advice occasionally when I’m puzzled with a tale.

Conclusion

This does, however, require us to trust the author.  Knowing an author’s work can give me confidence that taking the time to read will be worth it in the end.  Hearing that an author or a work is highly regarded by others may, to a lesser degree, give us a similar confidence.  If the author is new to us, though, that trust may be harder to come by.  Lacking a sense of direction, we may give up on a story prematurely.  If a writer isn’t going to meet the reader’s ordinary expectations about where a story is going, they’ll need to find other ways to reassure the reader that the tale is worth the investment of time.

Foundation and Dune

As the Apple Foundation series has gradually diverged from the books, sinking from ‘adapted from Asimov’s series’ to ‘loosely inspired by Asimov’s series’ levels, we’ve seen a dramatically opposite example of a classic SF novel adaptation:  the latest movie version of Frank Herbert’s Dune.  The two make an instructive comparison.

Spoiler Alert!

Apple Strikes Out

I haven’t quite finished viewing this season of the Foundation TV series yet, but the trend is pretty clear.  Apple’s version has departed from the storyline of the written works so extensively that I can’t picture how they could possibly get back to it.  Unfortunately, what Goyer & co. have replaced it with is just routine space opera, mildly interesting but no more. 

The original series, as I said in my last post, is cerebral.  It’s more like a political drama than like Star Wars.  And it seems to me that, pace the commentators who consider it unfilmable, the original story could have been filmed in the manner of a political drama, with a modicum of action involved (Hober Mallow’s face-off with the Korellians in “The Merchant Princes,” the escape of the Darells and Ebling Mis from the Mule’s minions, et cetera).  But that’s not how moviegoing audiences have been taught to think of science fiction, and the Apple writers have struck out in a different direction—back to the safe and familiar, rather than what’s distinctive in the Foundation series.

The warship Invictus

The judgment of Rob Bricken in Gizmodo (10/22/21)—“Foundation Just Became Star Wars, and It Sucks”—may be a little simplified.  But it’s basically sound.  The example that triggered Bricken’s article is a useful one.  Several of the episodes (6-8) focus on how warriors from Anacreon kidnap several Foundation folks to try and gain control of a massive Imperial warship, the Invictus.  The ship is presented as a kind of Death Star, a crucial weapon.  The Anacreonians want to use it for revenge, to destroy Trantor, the capital of the Empire—which is presented as a major blow to civilization, something Our Heroes must stop.

But this is all backwards.  In “The Mayors,” third part of the first Foundation book, Anacreon does get the Foundation to help them refurbish an old Imperial warship that they found derelict in space.  The Anacreonians think of this as a major victory, though their concern is expanding their rule in the Periphery, not attacking Trantor.  But the whole point of the incident is that possession of this Big Damn Weapon makes no difference in the course of history.  The canny Salvor Hardin neutralizes the significance of this warship through entirely nonviolent means—a matter of social and psychological leverage rather than military force.  (I’m avoiding the details so as not to spoil the story for those who may want to go back fruitfully to the written works.)

Nor, for that matter, is the fate of the Imperial capital especially important in the long run.  The Seldon Plan predicts its fall in the early years of the Plan, and the collapse of the Empire is necessary to create the environment in which the rise of the Foundation can occur.

Meanwhile, in the TV series, the uploaded simulacrum of Hari Seldon appears to be trying to establish the Second Foundation on his homeworld of Helicon, a planet of no significance in the original series.  Aficionados of the books will recognize that this change (unless it’s all an elaborate deception) would undo most of the action and tension of the latter half of the series.  Again, I’m being deliberately vague (read the books!).

Emperor Day

And Apple continues to follow the Emperors through a peculiar religious ordeal that may or may not have any long-term significance.  There is a religion-politics connection in the original series; it’s possible that Apple intends to bend this arc back to meet the original plotline in some way.  But, again, it’s so far off track already that the result is likely to have little resemblance to Asimov’s story.

Apple’s version of Salvor Hardin (who at this point shares nothing but the name with Asimov’s character) continues to be presented as a Chosen One.  So is Gaal Dornick, on whom the writers have bestowed an ability to predict the future by some sort of mathematical or mystical intuition (a notion that almost seems to have been borrowed from Dune, oddly enough).  In Episode 6, “Death and the Maiden,” at 34:30, Hari Seldon goes to far as to talk about “an entire galaxy pivoting around the actions of an individual.”  But that’s exactly what the premise of the Seldon Plan denies, as Asimov tells us over and over again.  Emphasizing the crucial importance of individuals may be a good narrative practice in itself (and is arguably true in fact).  It is, however, simply inconsistent with Asimov’s premise—at least until the appearance of the Mule, the ‘exception that proves the rule.’

So far, at least, Apple’s Foundation TV series exemplifies one way an adaptation can go wrong.  By ignoring what’s interesting and engaging in the original books, and substituting entirely different content that simply happens to be what’s in fashion at present, the adaptation can lose what’s valuable in the original without the benefit of anything new and equally interesting.

Villeneuve Scores a Victory

Frank Herbert’s iconic SF novel Dune (1965) has been transmuted to video twice before.  A 1984 film by David Lynch has received mixed reviews; it has its quirks, but the major problem is that, since a 507-page book is compressed into 2:17 of film, it’s unlikely anyone not already familiar with the book could follow the complex plot.  In 2000, the Syfy Channel released a TV mini-series version; I’ve never seen it, but, again, reports have been mixed.

Denis Villeneuve’s version hit American theatres on October 21, 2021.  The new film is impressive.  Note that this show is only the first half of the story; Dune:  Part Two, is currently (12/2021) scheduled for release October 20, 2023.  That makes sense.  No two-hour movie could possibly do justice to the book.  (I’m only speaking here about the first book; describing the innumerable sequels, prequels, and associated volumes that have come out since would take an entire post by itself—but IMHO, the later add-ons decline in quality exponentially, so we can safely ignore them here.)

Zendaya as Chani

What’s striking about the new movie is the care it takes in translating Herbert’s work to the screen.  The novel’s remarkable worldbuilding is reflected in stunning visuals that fit together smoothly to support the plot.  Watching it, I had the same kind of reaction I did watching The Fellowship of the Ring twenty years ago:  wow, there it is, just as I imagined it:  ornithopters, stillsuits, Duke Leto, Chani.  The casting is excellent; almost all the actors embody the characters vividly.  (One of the reasons I’ve never gone back to watch the TV mini-series, which I taped at the time, is that I just can’t envision William Hurt as the Duke.)

Moreover, the plot holds together.  Villeneuve follows the storyline of the book very closely.  He does it intelligently, though, rather than slavishly.  For example, there was a banquet scene in the book that doesn’t appear in the movie.  But the banquet isn’t really essential to the plot, and it would have been particularly hard to render it on film in any case—almost all the interest of the scene consists in the characters’ internal thoughts about what’s happening.  So, although I’d been looking forward to seeing that scene, I must agree that it made sense to skip it to save time and finesse a difficult cinematic challenge.

On the whole, though, the storyline of the movie closely reflects that of the book.  This means we get to enjoy the things that made the book engrossing in the first place:  the conflicting allegiances that the hero, Paul Atreides, must navigate; the quasi-mystical disciplines and secret long-term planning of the Bene Gesserit; the devious alliance of the Emperor and the villainous House Harkonnen; the way Paul and his mother Jessica begin to become familiar with the culture of the desert-dwelling Fremen, first officially, and then later when they’re on the run from the Harkonnen.  These pieces have to fit together perfectly to make the plot understandable; and from what I hear, the average moviegoer who has not read the novel is enabled to follow that intricate plot.  This is a noteworthy achievement for the director, screenwriters, and cast.

Aerial battle in 2011 The Three Musketeers

When we hear that a favorite book is being translated to film, this is what we’re primarily looking for:  a new perspective on what was so good in the book.  A movie can get away with substantially altering the story:  see, for instance, my earlier discussion of Man of La Mancha, or the 2011 steampunk version of The Three Musketeers.  But if that’s the path they choose to follow, it’s up to the screenwriters to make the revised story work, and give us a new structure that’s just as satisfying as the original (though perhaps in different ways).  The third possibility is that instead of doing either of those two things, the writers just mess up the original story without giving us a new “take” that can stand on its own feet.  And unfortunately, that third category is the one into which Apple’s Foundation seems to be falling.

Hope for the Future

Perhaps the Foundation crew will still find a way to pull something great out of the plot snarl they’ve created so far.  Perhaps not.  But I’m pleased that the box-office success of the latest Dune can stand as an example to the industry that a genuinely faithful version of a SF story can be both a critical and a money-making success.  With luck, we might see a trend in this direction—drawing on the widely varied types of stories available in the F&SF genres rather than simply looking for the next Game of Thrones or Star Wars.

Third Foundation

I finally caved and subscribed to yet another streaming service, Apple TV+.  I couldn’t resist the need to see what the new TV series would make of Isaac Asimov’s classic SF Foundation stories.

Although the book series is on the order of eighty years old, the TV series is just getting started, so I need to issue a

Spoiler Alert!

Asimov’s Appeal

I grew up reading the Foundation series; it was always a favorite of mine.  Asimov took his premise from Gibbon’s History of the Rise and Fall of the Roman Empire (1776-1789), with a science-fictional twist.

Isaac Asimov, Foundation, cover

A twelve thousand-year-old empire rules the galaxy; but Hari Seldon, inventor of a new science of “psychohistory” that statistically predicts the aggregate actions of human masses (as distinct from the acts of individual persons), realizes that the Empire is headed for an inevitable collapse.  Thirty thousand years of chaos and barbarism will follow.  But, while Seldon concludes the fall cannot be stopped, he does see a way to shorten the period of darkness.  He establishes two “Foundations” from which civilization may be restored more quickly—in a mere thousand years.  Seldon’s mathematics allows him to arrange things in such a way that the Seldon Plan will inevitably prevail—at least to a very high order of probability.

A few years ago I discussed the Seldon Plan in a post on “Prophecy and the Plan” (2018).  For a more detailed description, and one reader’s take on the novels, see Ben Gierhart’s 10/6/2021 article on Tor.

The original three books consist of a series of short stories taking place over about four hundred years.  There are some overlapping characters, but no character persists through the whole time period.  Part of the attraction of the series is the sweep of history over many lifetimes, giving a sense of scope and gravity to the combined stories.  Some of it comes from the age-old appeal of the fated outcome:  we know the Plan will prevail, but how?  And from the midpoint of the series on, a different question takes over:  if through a low-probability turn of events the Plan is in danger of failing, can it be preserved?

We do want it to be preserved, even though the (First) Foundation is composed of fallible and all-too-human people; because the great overarching goal of the Plan is the preservation of civilization in the face of barbarism.  I’ve noted before that this is a compelling theme.

Second Foundation cover

Most of the original stories were first published individually in the SF magazines, and later collected into the aforementioned three volumes—Foundation, Foundation and Empire, and Second Foundation (1951-1953).  Then things got complicated.  In 1981, Asimov “was persuaded by his publishers” (according to Wikipedia) to add a fourth book, Foundation’s Edge.  Several more followed, in the course of which Asimov tied in the Foundation series with his other great series, the positronic robot stories.  The new additions in some ways sought to resolve issues in the original trilogy, and in others tended to undermine the originals.  After Asimov’s death, three other celebrated authors—Gregory Benford, Greg Bear, and David Brin—were recruited to write three more Foundation books.  In the last volume of this new trilogy, Brin manages to pull off a brilliant resolution of the whole series.  But even that conclusion didn’t stop the flow of further related tales.

And now, as if things weren’t already confusing enough . . .

Apple’s Augmentation

A screen adaptation of the series was announced in 2017, and Apple picked it up in 2018.  Asimov’s daughter, Robyn Asimov, serves as one of the executive producers.  The principal writer, David S. Goyer, foresees eighty episodes—none too many for such a vast saga.

The trailers (such as this one) made it clear that the look and feel of the TV series would be rather different from those of Asimov’s cerebral books.  That’s not necessarily a bad thing.  The original tales have become dated in both content and style.  The question is, can Apple preserve what’s appealing in the original stories, while bringing them to life for a modern audience?

We’ve now seen three episodes (the fourth premieres tomorrow).  That’s not enough to allow for a full evaluation of the series, of course.  But it’s fun to try and guess where it’s going and report on how it’s doing, even at this early stage.  If nothing else, there’s the entertainment value, later on, of seeing how wildly inaccurate my take on the story may turn out to be.  So let’s see how the adaptation stands as of the third Foundation episode.

Emperors Demand Attention

Gaal Dornick, reimagined for Apple, with the Prime Radiant

As of Episode 2, I was favorably impressed.  Scores of details had been changed from the books, but often in interesting ways.  For example, Asimov’s cast of characters tended to be almost all-male—although the latter half of the series did include two distinctive female characters with strong agency, Bayta Darell and her descendant Arkady Darell.  The TV series diversifies the cast considerably.  Seldon’s protegé Gaal Dornick is now a black woman.  So is Salvor Hardin, the first Mayor of Terminus and leader of the Foundation.  The technology and culture of the Empire looks pretty convincing on-screen, though it doesn’t exactly track Asimov’s descriptions.  Goyer & co. introduce some up-to-date speculative ideas, such as the notion that the succession of Galactic Emperors at this time is a series of clones—though there’s no obvious reason for that last, other than to modernize the hypothetical science a bit.

The third episode, though, seems to veer away from Asimov’s basic underlying concepts.  However interesting Goyer’s repeating Emperors might be, I expected us to shift away from them as the Foundation itself took center stage.  But Episode 3 continued to focus a great deal of attention on the Emperors.  This seems to run counter to the underlying theme that the Empire fades away as other players become ascendant on the galactic scene.  I don’t know why we’re still spending so much time on the Emperors, unless they’re going to play a larger continuing role than the books would suggest—which makes me wonder what else is happening to the plotline.

The world-city of Trantor

Science and Mysticism

Asimov’s story, while engrossing, was essentially rationalistic.  Historical events had logical explanations (generally laid out explicitly by the characters after the crisis had passed).  Science, whether technological or psychological, was a dominant theme.  And the key to the whole Seldon Plan concept was that the course of history is determined by economic, cultural, and sociological forces, rather than by any individual’s actions.  One might agree or disagree with that premise, but it was the (I can’t believe I’m saying this) foundation of the whole original series—even though Asimov himself found a way around what might have become a stultifying predictability with the unforeseen character of the Mule.

The video adaptation points up a number of elements with a more mystical quality.  The Time Vault, which in the books is merely a recording of speeches about historical crisis points by the long-dead Seldon, in the TV series is an ominous pointed object hovering unsupported over the landscape of Terminus; we haven’t yet seen what it does.  The “Prime Radiant,” a sort of holographic projector containing the details of the Plan, is presented as a unique and numinous object—though that is, to be sure, a genuine Asimov detail, albeit in a different context.

Salvor Hardin, a la Apple

More significantly, Salvor Hardin, a likeable if devious political schemer in the original stories, here appears to be the “Warden” of the Vault, a sort of Obi-Wan Kenobi figure who lurks in the desert.  In Episode 3 we see her set apart even as a child; as an adult, she’s the only person who can pass through the protective field around the Vault that repels all others.  One character even suggests that she may have been somehow included in the Plan.

Now, this invocation of the “Chosen One” trope is directly antithetical to the notion that history is shaped by statistical aggregates and social forces.  Seldon’s Plan, by its nature, cannot depend on the unique actions of individuals.  Even when Asimov introduces the Mule as a mutant with mental powers that can change the large-scale behavior of human populations, that’s presented as disrupting the Plan, ruining Seldon’s statistical predictions.  To have personal qualities written into the Plan itself would undercut the whole idea.  Thus, at the end of Episode 3, I’m wondering whether the TV series is going to carry through the basic Asimovian premise at all.

The Expanded Universe

The sequels to the original trilogy, first by Asimov himself and then by others, took the book series off in somewhat different directions.  I’d been wondering whether the TV series would incorporate the whole “Robots and Empire” connection, or stick to the earlier structure.  To that question, at least, we seem to have an answer.

Eto Demerzel (Daneel Olivaw)

A recurring character in the first three episodes is a woman, an advisor to the Emperors, who turns out in one scene to be a robot.  I hadn’t caught her name at first, and had to look it up in the cast list.  She turns out to be Eto Demerzel (male in the books), who is really the very long-lived robot R. Daneel Olivaw, operating under an alias.  Daneel is one of my favorite characters in the early robot novels The Caves of Steel and The Naked Sun.  In Asimov’s later stories he assumes a much greater importance in shaping the whole course of galactic history.

So it appears that Goyer’s version of the Empire’s history does incorporate Asimov’s later expansion of the Foundation universe, at least to that extent.  It will be fascinating to see how far the writers take that connection—in particular, whether the “second trilogy” contributions of the “Killer Bs” (Benford, Bear, Brin) also figure into the plot.  We’re not likely to see those ultimate developments for years (in real time), though, if the eighty-episode prediction is accurate.

Not A Conclusion

We’re still very early in the development of the Foundation video series.  Tomorrow’s episode might overturn half my speculations here and send us off in an entirely different direction.  But in the meantime, it’s fun to go over what we’ve seen so far and where it seems to be going—even if the secret plans of the screenwriters are as mysterious to us as the Seldon Plan is to the Foundation itself.

Anything Can Happen

The More Things Change . . .

One of the things I like about reading science fiction and fantasy is that you never know how things might turn out.

Of course certain genres of stories come with expectations.  In an adventure epic, we can be pretty sure the good guys will win.  In a traditional romance, the couple generally gets together at the end.  But what’s different about F&SF, as opposed to what we might call mainstream or mundane stories, is that the worldwide situation at the end can be radically different from the one at the beginning.

I’m talking here about big-picture changes.  Of course things can and do change for the people in the story.  But in a mainstream story, the world around the characters is pretty much fixed.  Our main character may win a million dollars, but the overall distribution of wealth doesn’t change.  Our hero and heroine may fall in love and marry, but it won’t be front-page news.  In a TV hospital drama, the imperiled patient won’t be cured because aliens suddenly arrive with a universal regeneration technique that makes illness obsolete; the cure will come on a more individual scale.

The World At Stake?

Independence Day movie poster

In a science fiction story, however, world-changing events may occur.  The movie Independence Day depicts an alien invasion after which, as I pointed out in a previous post, things will never be the same.  A nifty new invention may change the world.  Discovering people with strange powers among us may affect our whole history, for good or for ill.  A revolution may succeed in overthrowing the oppressive tyranny.  Things will not always reset to their “Gilligan’s Island” starting point.

Not all F&SF stories involve such events.  A perfectly good fantastic tale may result in changes only for the central characters—in Jo Walton’s Among Others, for example, or Becky Chambers’ latest, The Galaxy, and the Ground Within (2021).  But the potential is there.  The set of possible outcomes has a wider range:  the resolution does not have to confine itself to the resolutely mundane.

Even mainstream thrillers where it appears The Fate of the World Is At Stake—James Bond, say—usually don’t take that step.  The world-changing fate is averted, the status quo is restored.  Even the possibility of radical change is usually hidden from the general public; there’s no sense that Bond’s exploits are a nine-day wonder in the press.  On the contrary, we have the sense that the people at large never know how close they came to nuclear destruction or whatever the menace-of-the-week is.  When such a thriller actually does postulate a major change for the world—as in, say, Tom Clancy’s now-outdated Red Storm Rising (1986), or the more recent book by Elliot Ackerman & James Stavridis, 2034: A Novel of the Next World War (excerpted in the February 2021 issue of Wired)—I’m inclined to think of it as science fiction for exactly that reason.

Hope and Unease

This open-endedness is an effective counter to both complacency and despair. 

Logo from Web page of NASA's Asteroid Watch

When stories teach us that even big overarching parts of our life can change, we are less inclined to rest in the comfortable assumption that the status quo will always remain.  This is a good thing, because it keeps us from taking things for granted.  America could become a dictatorship; it behooves us to make sure it doesn’t.  The world could suffer an ecological catastrophe.  An asteroid could strike the Earth again; that’s why we track near-Earth objects.

But it’s equally important to recognize that the big world-picture could also get better.  It is easy, especially in a cynical age like our own, to assume that current evils will always be with us; things will continue to get darker and more depressing.  But that’s merely taking the status quo for granted again.  We cannot assume that there will always be racial discrimination, that some people will always go hungry, that Earth’s ecology will degrade.  Not knowing what is going to happen means we can hope for better things as well as fear worse things.

We can thus take comfort, as well as warning, in the open-endedness of the future.

Had she really thought the world didn’t change?  She was a fool.  The world was made of miracles, unexpected earthquakes, storms that came from nowhere and might reshape a continent.  The boy beside her.  The future before her.  Anything was possible.  (Inej’s thoughts, in Leigh Bardugo, Crooked Kingdom (NY:  Henry Holt and Company, 2016), ch. 44, p. 529.)

F&SF fans, then, are encouraged to be both cautious and expectant about the future.  That doesn’t prevent them from being either naïve or discouraged—we see plenty of both.  But they are a little more likely to look toward the future with interest and curiosity.

The Knowing Time Traveler

That attitude is tenable as long as we’re living in the present.  We don’t know what’s going to happen next.  But what if we did?  Suppose we had the ability to travel in time back to an earlier era—permanently.  What would it be like to live one’s life knowing, as settled history, what the future holds?

Outlander book cover

There’s an entire subgenre of time travel romance that deals with contemporary people going back in time to live with a lover in the past.  The most well-known story of this sort is probably Diana Gabaldon’s Outlander (1991), first of a lengthy series, which was in turn developed into a TV series.  Here Claire Randall, a mid-twentieth-century nurse, is magically transported back to the eighteenth century to fall in love with Scotsman Jamie Fraser.  While I’ve only read the first novel, and the tale evidently gets a good deal more complicated later, Claire seems happy to give up her twentieth-century life to reside somewhere in the past.

Of course one could always look forward to the unknown personal events of one’s own life, which presumably wouldn’t be enshrined in the historical record—unless one’s presence itself changes the overall course of history, which sets up an entirely different kind of story.  When we go back and change the past, as in L. Sprague de Camp’s Lest Darkness Fall (1939), or (in a notably more complex fashion) Angela Quarles’s Must Love Breeches (2014), we’ve rewritten history, and we no longer know what’s going to happen.  (I’ve commented on some aspects of changing history in a previous post.)

But if our personal lives stay under the radar, so to speak, then we already know the broad outlines of our future from our erstwhile history books.  That might be useful:  Quarles’s heroine, in the epilogue, reflects that “she’d not been above using her knowledge of upcoming historical events to safeguard her family and their finances.”

On the other hand, for a science fiction fan who enjoys the open-endedness of not knowing what will happen, such a life in the past might be hard to bear.  We could no longer wonder whether extra-terrestrials might land tomorrow, or new medical breakthroughs be made, or whether unexpected political events like the fall of the Soviet Union might occur.  From this perspective, living immured in the past might seem like a prison, rather than a comfortable resting place.

Time Signature cover

This is the situation I set up in Time Signature for my heroine Trina.  She’s a lifelong F&SF fan; her eyes have always been fixed on the future.  When she begins to take seriously the notion that she might be asked to live her life in the past, how does she grapple with that?  What kind of comedy might develop from this somewhat unusual romantic obstacle?

I had a good time finding out, and I hope you may as well.

Remembering the Adelines

Adeline and Adaline

One of the functions of imagination is to make odd, sometimes random connections.  In this case, the random connection is between two very different stories about women with almost the same name.  The “Addie” in V.E. Schwab’s The Invisible Life of Addie LaRue (2020) is Adeline, a young girl of the seventeenth century who becomes immortal—at a price.  In the 2015 movie The Age of Adaline, the titular Adaline is also immortal, for entirely different reasons.  Yet both face certain issues that resonate particularly well with us today.

Addie’s Dark Deal

The Invisible Life of Addie LaRue, cover

Addie LaRue doesn’t set out to become immortal.  A village girl in seventeenth-century France, she wants to avoid being shunted into an unwanted marriage that will trap her in this small country backwater, isolated from the larger world she longs to know.  Although she’s cautioned by her eccentric mentor never to deal with the gods that come out after sunset, Addie incautiously promises her soul to a Darkness in return for freedom from these entanglements.

This supernatural entity grants her wish in a way that’s as tricky and cruel as any fairy-tale curse.  Addie will be free of entrapment because everyone she meets will forget her once they’re out of her presence.  She won’t die or change until she willingly gives up her unremembered life; but she can form no lasting relationships.

Addie’s family fails to recognize her when she returns to the village.  A good Samaritan who’s convinced to help her forgets about it as soon as she leaves to bring food, and never returns.  If she pays in advance for a room, the innkeeper has forgotten the payment next time they meet.  Addie is, of course, prevented from explaining her predicament to anyone, even if they would believe her.

Much of the story takes place in the present day, where we meet Addie living by her wits from moment to moment, as she has for three hundred years.  While the wish gone wrong is a classic fairy-tale trope, this is not a fairy tale; it’s more like science fiction.  Schwab does an amazing job of showing us the logical ramifications of the curse and how a highly sympathetic character copes with them.

Then the ground shifts when Addie meets a young man in a bookstore who—somehow—does remember her name.  This leads to a haunting illustration of human life and how we live it that, as a perceptive book review notes, is hard to forget.

The Perpetual Reboot

No one can remember Adeline from one meeting to the next—even a lover waking up in the morning.  In this respect, her situation resembles what we find in other stories that deal with memory issues, or with repeating circumstances that only the main character can recall.  Bill Murray’s character Phil Connors in Groundhog Day (1993) finds himself with a similar problem:  when he finally wants to form a permanent relationship with the woman he’s falling in love with, the permanence is all on his side.  He has to win her affection again every day.

50 First Dates, movie poster

The same result occurs, from an opposite cause, in the movie 50 First Dates (2004).  Lucy Whitmore, the girl Henry Roth becomes interested in, has suffered a traumatic short-term memory defect:  she remembers her life up to the date of the accident, but each night she forgets everything that’s happened after that time.  Her family and friends find ways to cope with this—but she knows them from before.  Henry, who wants to get to know her, has no previous relationship to build on.  Like Phil, he has to ingratiate himself with her—court her—each day anew.

Addie’s case is harder.  No one remembers her from day to day; she is prevented from making any permanent mark on the world.  But the hardest part is similar.  She can form no lasting relationships.  The essential loneliness of the main character is each case is what makes the stories so poignant.

In that respect, there’s a similarity to Diana Wynne Jones’s eerie story The Homeward Bounders (1981).  Jamie, the narrator there, is condemned to wander from one alternate world to another whenever a “move” is made by supernatural players who game with human lives.  Like Addie, he can’t be killed or seriously harmed—but he can never find a home.  “You wouldn’t believe how lonely you get” (chapters 2, 14).

Adaline’s Accidental Immortality

The Age of Adaline movie poster

In contrast to the stories mentioned above, which mostly depend on fantasy tropes of one sort or another to set up the situation, The Age of Adaline is straight science fiction—though it’s not advertised as a “science fiction movie.”  A voice-over narrator explains to us that when Adaline Bowman, born in 1908, falls into a freezing lake in 1937 and then is revived by a lightning strike, the “principle of electron compression in DNA,” which will be discovered in 2035, causes her to stop aging.

This fact only gradually becomes apparent to her.  We see it through a narrative sequence that jumps back and forth in time, just as in Addie LaRue.  As her birth date recedes, but she does not visibly age, people look at her more and more oddly—say, in a traffic stop where the policeman examines the date on her driver’s license.  Eventually the FBI takes an interest.  Adaline escapes and begins changing her identity every so often to conceal her real age.

Methuselah's Children cover

Adaline’s situation resembles that of the long-lived “Howard Family” members in Heinlein’s classic novel Methuselah’s Children (1941, 1958).  She lives a perpetual “masquerade.”  She is not quite so deprived of permanence as Addie; she can live for a while in a given identity, build up a bank account, buy a home.  Ultimately, however, she has to keep moving.  Her problem is in a way the opposite of Addie’s:  Adaline needs to keep from being remembered (by the wrong people).

But this deprives her of long-term relationships just as in Addie’s and Phil’s cases.  We see Adaline’s (latest) dog die, reminding her that she will outlive anyone.  Her first husband died young, before her immortality began; for her, love means growing old together—but she can’t have that.  Becoming involved with an “ephemeral” can only lead to tragedy in the end.

As a result, Adaline shies away from long-term commitments.  It is too emotionally wrenching for her to confront the fate reluctantly embraced at one point by Lazarus Long, one of Heinlein’s Methuselah’s Children characters, who does marry a short-lived ordinary human in “The Tale of the Adopted Daughter.”  But Adaline finds the lack of such relationships more and more a grief as time goes on.  As a character who’s learned her secret tells her (at 1:27):  “All these years you’ve lived, but you never had a life.”

Reaching for Continuity

Phil and piano teacher in Groundhog Day

The long lives of Addie and Adaline have their compensations.  For example, by living for so many years as a youthful adult, one builds up a sizable store of skills.  Addie knows many languages; so does Adaline.  Phil in Groundhog Day becomes a whiz at the piano by taking a one-hour lesson on each of his innumerable repeating days.  Adaline can win a game of Trivial Pursuit; she also seems to a friend to drive like a maniac—but she can do this safely, since she’s had more experience than any professional race-car driver and still has the reflexes of a 29-year-old.

But these pragmatic advantages aren’t worth the isolation they must endure.  Not the inability to connect—but the inability to forge a permanent connection, as we see in the desperate moments at the end of a cycle in several of these stories.  At one point, Addie reflects:

Sure, she dreams of sleepy mornings over coffee, legs draped across a lap, inside jokes and easy laughter, but those comforts come with the knowing.  There can be no slow build, no quiet lust, intimacy fostered over days, weeks, months.  (p. 100)

We are fond of admiring the freshness of love’s beginning:  most romances stick to the courtship stage.  But we may not be as attentive to the charms of continuity.  At p. 171, the one man who can remember Addie calls her his “date”:

Date.  The word thrills through her.  A date is something made, something planned; not a chance of opportunity, but time set aside at one point for another, a moment in the future.

In an article about the fast-moving changes in our culture, a recent article in Wired observes:

. . . what most of us long for, whether we realize it or not, is continuity – the sense that our lives are part of an ongoing narrative that began before we were born and will continue after we die.  (Meghan O’Gieblyn, “Cloud Support:  Am I Obligated to Join TikTok?”, Wired, March 2021, p. 25)

Age of Adaline:  It's not the same when there's no growing old together.

We want to be remembered, to be held dear, to make a mark on the world.  The burden with which Addie grapples is the inability to achieve those things.

We honor freedom, the ability to be unconstrained by the past; and that is both true and good.  But that value too can be taken to an extreme. Addie LaRue serves as a kind of reductio ad absurdum of the absolutism of freedom.  The “god” who cursed her says jeeringly:

You asked for freedom.  There is no greater freedom than that.  You can move through the world unhindered.  Untethered.  Unbound.  (p. 149)

What we want, as ever, is the happy medium—or, to put it differently, to have our cake and also eat it.  We are willing to expend our freedom to make commitments in relationships, even though this necessarily involves giving hostages to fate—we can always lose the ones we love.  We do this because it’s the only way we can achieve other good things:  “inside jokes and easy laughter,” shared memories, the comfort and the pride of a relationship seasoned over many years.

Not remembering can be a problem; being remembered too well can be a problem too (as we are keenly aware in these days when the Internet preserves all our youthful indiscretions forever).  The ways in which these two Ad(e/a)lines respond to memory, and seek after continuity, are well worth a look as we employ the freedoms and build the permanences of our lives.